CAROL is a secured internet platform providing a tailor-made REGULATORY WATCH and COMPLIANCE MONITORING PLAN to companies regulated by the Luxembourg Supervisory Authority for the Financial Sector, the ‘Commission de Surveillance du Secteur Financier’ (CSSF).

CAROL can be used by Fund Management Companies, AIFMs, PSFs, Banks and Investment Firms. It is permanently updated by us at Arendt Regulatory & Consulting.

The benefits for our clients are:

  • KNOW ALL the current regulations applicable to their organisation
  • Receive ALERTS on new requirements
  • PRIORITISE controls and actions on the basis of a risk–based approach (sensitivity and risk of non-compliance)
  • ORGANISE regular periodic controls to be performed by designated users
  • DOCUMENT implementation measures
  • Generate tailored REPORTS on the basis of information captured in the system
  • ARCHIVE DOCUMENTS be it interim and annual compliance reports or other internal documents
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